2. Email us Call toll-free (800) CALL-FHA (800-225-5342) For questions or complaints about HUD rental programs , including Housing Choice (Section 8) Vouchers, contact … Contact the Division of Securities by calling (360) 902-8760 or 1-877-RING DFI (1-877-746-4334). Write us at: U.S. Securities and Exchange Commission. Connect on Customer Care Number or HDFC Securities Customer Care Email ID and share your concern. File a complaint via mail or fax. 4. ... Investor Complaints. Subject to the provisions of the Freedom of Information Act, the SEC cannot disclose the existence or non-existence of an investigation and any information gathered unless made a matter of public record in proceedings brought before the SEC or in the courts. Please enter your complaint information directly into the printable form using your computer. Email us at Help@sec.gov. Reach Us Locate Us Know Your RM Click Here Timings 8.30am to 6.30pm (Mon - Fri) EMAIL US helpdesk@sbicapsec.com If you are an existing customer, please mention your client/trading code. You can contact AFCA on 1800 931 678, or by writing to Australian Financial Complaints Authority, GPO Box 3, Melbourne, VIC 3001, or online at www.afca.org.au Time limits may apply to complain to AFCA and so you should act promptly or otherwise consult the AFCA website to find out if or when the time limit relevant to your circumstances expires. Investment-Related Spam Emails - Forward investment-related spam e-mails to enforcement@sec.gov. You will be contacted by the investigator if your complaint requires further information or further action. - Customer Care … Before filing a complaint, be sure to collect any and all related documentation - the more information we have, the better. SEC Complaints Overview. 1 Twitter 2 Facebook 3RSS 4YouTube If you want to file a complaint against any of the shortcomings provided and you are getting no satisfactory response from the support team, you can reach out to the compliance officer of the broker. STAY CONNECTED Please do not use this email box for general comments or questions. The Division of Securities cannot provide legal or financial advice, and cannot make any guarantees about the outcome of an investigation. Tel: +233-302-768970-2 Fax: +233-302-768984 Email: info@sec.gov.gh Toll-Free Number: 0800100065. Filing online is the quickest way for us to receive your complaint. Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto. If you are not satisfied with the quality of service provided by us or you have any objections or would like to report about our services, you can file a complaint through one of our channels: - ALKAH RABA app. SEC number is: SEC#: 8-69188 Potential phrases to use in your complaint taken from /u/gingermanns : "failed to use reasonable diligence to see that a customer's order is executed at the best possible price, given prevailing market conditions." To ask a question or request information, use the investor question form. The following email id can be used: complianceofficer[at]hdfcsec.com We welcome hearing from you because your information may alert us to broker or firm misconduct, an unfair practice in the securities industry that needs to be changed, or the latest fraud. Securities Complaint Contact Form Please complete the following information to submit a complaint about a company or individual. Questions - Use the SEC's "Fast Answers" web page for general questions about the federal securities la… OIEA will inform you when it receives your complaint and will note the file number assigned to your complaint. SECP’s primary function is to safeguard legitimate interests and rights of investors as well as its regulatees. Hester M. Peirce (202) 551-5080; CommissionerPeirce@sec.gov; Elad L. Roisman (202) 551-2700 CommissionerRoisman@sec.gov; Caroline A. Crenshaw (202) 551-5070 CommissionerCrenshaw@sec.gov; SEC Headquarters. solely because the whistleblower provided the information prior to the effective date of the regulations, if the information is provided by the whistleblower after the date of enactment." If in case, you think that you have not received a satisfactory level of service, you can get in touch with the Kotak Securities Customer Care. SEC filing or report; Public companies; Transfer agent; Contact the SEC: Securities and Exchange Commission Complaint Center 100 F … If you believe that a sales person, brokerage firm or other industry professional has treated you unfairly, contact the firm to see if you can resolve the issue. . If you do not want to submit the information electronically, our address is: SEC, 100 F Street NE, Washington, D.C. 20549-5631. Get the details in further discourse. STAY CONNECTED Office of Investor Education and Advocacy. Though you are not required to furnish any more information than you wish, critical information for us to completely evaluate your complaint or tip includes: We thoroughly review and evaluate your information so that we may refer it to the appropriate SEC office. You can find information about public enforcement actions on our Web site. This email addresses are to be incorporated in the mailing list created for the SEC Bulletin. A member of the Division will evaluate your complaint and may contact you or others for more information. 30, 3rd Circular Road, Cantonments, Accra. If you wish to submit information regarding a potential violation of the federal securities laws, please use our online form. There are several ways to file a complaint: If you do not want to submit the information electronically, our address is: SEC, 100 F Street NE, Washington, D.C. 20549-5990. The interest of small investors and minority shareholders is of prime importance to the Securities and Exchange Commission of Pakistan (SECP). This email addresses are to be incorporated in the mailing list created for the SEC Bulletin. File a Complaint Using Google Form File a Complaint … (link sends email) Fax us at 1-202-772-9295. When the Division receives your complaint, it will be acknowledged by mail, phone or email. This Cell later came to be known as the Service Desk which is responsible for ensuring that grievances/… You can file a complaint or provide us with tips on potential securities law violations though the links on this page. The SEC has 270 days from the date of enactment to issue final regulations implementing the whistleblower program and is in the process of preparing a rule proposal. Use our online forms to ask a question or report a problem concerning your investments. The name, mail and email addresses, telephone numbers, and website address of any individual or company you mention in the complaint. The SEC’s Office of Investor Education and Advocacy (OIEA) receives many types of complaints from individual investors, including complaints against brokers, brokerage firms, investment advisers, transfer agents, mutual funds, and other market participants.
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